Management teams for Broker Dealers are in the unenviable position of trying to predict the repercussions of a rapidly changing regulatory environment. The results of these regulatory changes will have a meaningful impact on their business and the legal standard to which they are held. BRP’s products address the changing practice exposures with our professional and management liability policies.
Broker Dealers are exposed to allegations of negligent errors and omissions related to providing investment advice, securities trading and the purchase or sale of investment products. Broad coverage is available for many types of specialized investments, including REITs, Limited Partnerships, Private Placements and Merger & Acquisition activity.
Business Risk Partners offers similar a-la-carte and packaged policies for Registered Investment Advisors.
Business Risk Partners has the products and expertise to assist you in crafting protections for your clients operating in the financial services market segment which is often under fire.
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$153,000 mistakes happen. Read an actual claims scenario.